Amy Bell

Teal Compliance

Why most compliance plans fail and how to avoid it

'The staff won't do what we've asked them.' That's the most common issue COLPs have. Firms spend an increasing amount of time and money on Compliance, yet most firms will tell you they don't think they are doing enough or that the effort is wasted. This session examines why compliance policies are not followed and what practically you can do to increase the odds of your effort paying off.