Nabila Zulfiqar - Director and Chief Adjudicator, Rachel Pillenger - Head of Corporate Complaints

Solicitors Regulation Authority

Taking action when things go wrong: common compliance issues

The vast majority of solicitors work to high professional standards, but sometimes things can go wrong. This session will cover some of the common compliance issues the SRA sees, the types of issues it treats most seriously, and what factors it would take into account if investigating. Whether it’s tips on planning for succession or how to avoid making a genuine mistake a lot worse, this session should be helpful to anyone who wants to understand how to stay compliant.